ABOUT US

We connect the dots so that you don’t have to

Here to help you

WHO WE ARE & WHAT WE’RE ABOUT

We are a group of compliance officers that saw the need for cost effective compliance outsourcing and training. We have a passion for providing solutions to business’ in South Africa and we get a kick out of seeing people succeed. We believe compliance should serve the business and not the other way around.

OUR MISSION

We developed a unique method of looking at compliance holistically so we can apply a specific methodology to any industry. This is because the risk management principles and methods are universal. In addition to this we also imbue businesses with the knowledge of how to dissect and apply legislation, rules and regulation to keep their business running at its utmost potential.

OUR VISION

In a world of excessive red-tape, we believe in cutting through complexity to make things simple and that is what makes us unique.

WHY US

A-player compliance experts with experience coming out our ears

We save you time by making simplification central to all we do

We are focused on solutions, not problems

Services

ABOUT OUR REGULATORY, FAIS AND FICA SERVICES

• Contracting companies which includes tailored templates, documents and

Risk Management Systems and training material

• Meetings with Internal Staff or as agreed

• Monitor and discuss compliance audit themes and audits

• Systems and processes to be documented

• Training as identified

• Profile changes and back office support for the FAIS and FIC

• Appointment of FSCA FAIS compliance officer

• Conducting and signing off of annual compliance audits

• Assistance with any other areas of compliance on an ad hoc basis

• Assistance with Complaints

• Policies and procedures, including POPI

Do the right thing, even if no one is watching

Industries We Serve

Protection of Personal Information

- POPI and PAIA Gap Analysis

- Policies and Procedures

- Industry best practice implementation

Financial Services

- Cryptocurrencies

- Financial Advisory and Intermediary Services Act (FAIS)

- The Financial Sector Conduct Authority (FSCA)

(used to be Financial Services Board - FSB)

- Financial Intelligence Centre Act (FICA)

- Anti-Money Laundering (AML)

- Collective Investment Schemes Control Act (CISCA)

- Long-Term Insurance Act (LTIA)

- Short-Term Insurance Act (STIA)

- Johannesburg Stock Exchange (JSE)

- Protection of Personal Information Act (POPI)

- South African Reserve Bank (SARB) etc.

THE TEAM

Meet the Compliance Gurus

Adriaan Van Wyk

Director
Advocate of the High Court
Registered FSCA Compliance Officer
Compliance Institute of South Africa Member and accredited Compliance Practitioner (CPrac)
LLB, LLM, MBL, Certificate in Compliance Management, Certificate in Corporate Governance
Held prior positions at Absa, The Financial Sector Conduct Authority (ex FSB), FedGroup and Sanlam amongst others