ABOUT US
We connect the dots so you don’t have to.
Here to help you
WHO WE ARE & WHAT WE’RE ABOUT
We are a group of compliance officers that saw the need for cost effective compliance outsourcing and training. We have a passion for providing solutions to business’ in South Africa and we get a kick out of seeing people succeed. We believe compliance should serve the business and not the other way around.
OUR MISSION
We developed a unique method of looking at compliance holistically so we can apply a specific methodology to any industry. This is because the risk management principles and methods are universal. In addition to this we also imbue businesses with the knowledge of how to dissect and apply legislation, rules and regulation to keep their business running at its utmost potential.
OUR VISION
In a world of excessive red-tape, we believe in cutting through complexity to make things simple and that is what makes us unique.
WHY US
A-player compliance experts with experience coming out our ears
We save you time by making simplification central to all we do
We are focused on solutions, not problems
Services
ABOUT OUR REGULATORY, FAIS AND FICA SERVICES
• Contracting companies which includes tailored templates, documents and
Risk Management Systems and training material
• Meetings with Internal Staff or as agreed
• Monitor and discuss compliance audit themes and audits
• Systems and processes to be documented
• Training as identified
• Profile changes and back office support for the FAIS and FIC
• Appointment of FSCA FAIS compliance officer
• Conducting and signing off of annual compliance audits
• Assistance with any other areas of compliance on an ad hoc basis
• Assistance with Complaints
• Policies and procedures, including POPI
Do the right thing, even if no one is watching.
Industries We Serve
Protection of Personal Information
- POPI and PAIA Gap Analysis
- Policies and Procedures
- Industry best practice implementation
Financial Services
- Cryptocurrencies
- Financial Advisory and Intermediary Services Act (FAIS)
- The Financial Sector Conduct Authority (FSCA)
(used to be Financial Services Board - FSB)
- Financial Intelligence Centre Act (FICA)
- Anti-Money Laundering (AML)
- Collective Investment Schemes Control Act (CISCA)
- Long-Term Insurance Act (LTIA)
- Short-Term Insurance Act (STIA)
- Johannesburg Stock Exchange (JSE)
- Protection of Personal Information Act (POPI)
- South African Reserve Bank (SARB) etc.