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Horizon Compliance
Home
About
The Team
FICA Software
Training
Store
FAQ
Blog
Contact Us
Home
About
The Team
FICA Software
Training
Store
FAQ
Blog
Contact Us
Key Insights from the FSCA’s Industry Review
FSCA Jeandri Snyman 2025/04/08 FSCA Jeandri Snyman 2025/04/08

Key Insights from the FSCA’s Industry Review

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The Evolving Landscape of Decentralised Finance (DeFi) in South Africa: Key Insights from the FSCA Market Study
Crypto, FSCA, FAIS Guest User 2025/02/26 Crypto, FSCA, FAIS Guest User 2025/02/26

The Evolving Landscape of Decentralised Finance (DeFi) in South Africa: Key Insights from the FSCA Market Study

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Understanding Key Regulatory Shifts: South Africa’s Financial Sector in Transition
FAIS, FICA, FSCA, FIC Guest User 2025/01/14 FAIS, FICA, FSCA, FIC Guest User 2025/01/14

Understanding Key Regulatory Shifts: South Africa’s Financial Sector in Transition

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FSCA's Proposed Levy Increase for 2025/26: What Financial Services Providers Need to Know
FSCA, FAIS Guest User 2024/12/10 FSCA, FAIS Guest User 2024/12/10

FSCA's Proposed Levy Increase for 2025/26: What Financial Services Providers Need to Know

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FSCA Extends Regulatory Exam Exemption for Crypto FSPs Until June 2025
FSCA, FAIS, Crypto Guest User 2024/11/12 FSCA, FAIS, Crypto Guest User 2024/11/12

FSCA Extends Regulatory Exam Exemption for Crypto FSPs Until June 2025

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UPDATE: FAIS Ombud’s Compensation Limit Increased to R3.5 million
FAIS, FSCA, Regulators Guest User 2024/10/17 FAIS, FSCA, Regulators Guest User 2024/10/17

UPDATE: FAIS Ombud’s Compensation Limit Increased to R3.5 million

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Regulating Financial Advice on Social Media: FSCA's New Focus
FSCA, FAIS Guest User 2024/08/13 FSCA, FAIS Guest User 2024/08/13

Regulating Financial Advice on Social Media: FSCA's New Focus

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South Africa Anticipates Greylisting Exit by June 2025
FICA, FSCA Guest User 2024/07/09 FICA, FSCA Guest User 2024/07/09

South Africa Anticipates Greylisting Exit by June 2025

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TRACTION FOR CRYPTO PLAYERS
Crypto, FSCA Guest User 2024/04/16 Crypto, FSCA Guest User 2024/04/16

TRACTION FOR CRYPTO PLAYERS

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THE FSCA'S LANDMARK PENALTY ON VICEROY RESEARCH OVERTURNED BY THE FINANCIAL SECTOR TRIBUNAL
FSCA Guest User 2024/02/28 FSCA Guest User 2024/02/28

THE FSCA'S LANDMARK PENALTY ON VICEROY RESEARCH OVERTURNED BY THE FINANCIAL SECTOR TRIBUNAL

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IMPORTANT REGULATORY UPDATES: FAIS NOTICES 79-81 AND 85 OF 2023</a>
FAIS, FSCA Guest User 2024/01/31 FAIS, FSCA Guest User 2024/01/31

IMPORTANT REGULATORY UPDATES: FAIS NOTICES 79-81 AND 85 OF 2023

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FSCA COMMUNICATION 33 OF 2023 UNVEILS OMNI-CBR DEVELOPMENTS</a>
FAIS, FSCA Guest User 2023/12/13 FAIS, FSCA Guest User 2023/12/13

FSCA COMMUNICATION 33 OF 2023 UNVEILS OMNI-CBR DEVELOPMENTS

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FSCA COMMUNICATION 27 OF 2023: CRIMINAL RECORD VERIFICATION FOR FINANCIAL INSTITUTIONS
FSCA Guest User 2023/10/25 FSCA Guest User 2023/10/25

FSCA COMMUNICATION 27 OF 2023: CRIMINAL RECORD VERIFICATION FOR FINANCIAL INSTITUTIONS

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DOES YOUR FSP PARTICIPATE IN OPEN FINANCE? THE FSCA REQUIRES CERTAIN INFORMATION RELATING TO OPEN FINANCE
Financial, FSCA, Fintech, Regtech, Regulators Morton Meintjes 2023/10/16 Financial, FSCA, Fintech, Regtech, Regulators Morton Meintjes 2023/10/16

DOES YOUR FSP PARTICIPATE IN OPEN FINANCE? THE FSCA REQUIRES CERTAIN INFORMATION RELATING TO OPEN FINANCE

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UNDERSTANDING BBBEE REPORTING REQUIREMENTS FOR FINANCIAL INSTITUTIONS
Financial, FSCA, FSTC Guest User 2023/08/01 Financial, FSCA, FSTC Guest User 2023/08/01

UNDERSTANDING BBBEE REPORTING REQUIREMENTS FOR FINANCIAL INSTITUTIONS

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EXTENSION OF EXEMPTIONS RELATING TO PRIVATE EQUITY FUNDS
FAIS, Financial, FSCA Guest User 2023/06/29 FAIS, Financial, FSCA Guest User 2023/06/29

EXTENSION OF EXEMPTIONS RELATING TO PRIVATE EQUITY FUNDS

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CRYPTO ASSET FSP’S – EXEMPTIONS AND FSP APPLICATION FORMS
Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25

CRYPTO ASSET FSP’S – EXEMPTIONS AND FSP APPLICATION FORMS

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Checklist for Compliance: What Brokers Need to Keep on File for Retail Clients According to FAIS and FICA Regulations
FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24

Checklist for Compliance: What Brokers Need to Keep on File for Retail Clients According to FAIS and FICA Regulations

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FICA CASH THRESHOLD CHANGE
FICA, FSCA Guest User 2022/10/10 FICA, FSCA Guest User 2022/10/10

FICA CASH THRESHOLD CHANGE

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MORE SNAGS FROM THE FSCA FOR KEY INDIVIDUALS INVOLVING THEIR OPERATIONAL ABILITY
Code of Conduct, Financial, FSCA, Key Individual, Operational ability Guest User 2022/08/18 Code of Conduct, Financial, FSCA, Key Individual, Operational ability Guest User 2022/08/18

MORE SNAGS FROM THE FSCA FOR KEY INDIVIDUALS INVOLVING THEIR OPERATIONAL ABILITY

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