FAIS, FSCA Guest User 2024/01/31 FAIS, FSCA Guest User 2024/01/31 IMPORTANT REGULATORY UPDATES: FAIS NOTICES 79-81 AND 85 OF 2023 Read More FAIS, FSCA Guest User 2023/12/13 FAIS, FSCA Guest User 2023/12/13 FSCA COMMUNICATION 33 OF 2023 UNVEILS OMNI-CBR DEVELOPMENTS Read More FAIS, FICA, Financial Guest User 2023/09/26 FAIS, FICA, Financial Guest User 2023/09/26 INTERNATIONAL FUNDS TRANSFER REPORT Read More FAIS, Financial, FSCA Guest User 2023/06/29 FAIS, Financial, FSCA Guest User 2023/06/29 EXTENSION OF EXEMPTIONS RELATING TO PRIVATE EQUITY FUNDS Read More Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 CRYPTO ASSET FSP’S – EXEMPTIONS AND FSP APPLICATION FORMS Read More FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 Checklist for Compliance: What Brokers Need to Keep on File for Retail Clients According to FAIS and FICA Regulations Read More AML, FAIS, FICA, Financial Guest User 2023/01/13 AML, FAIS, FICA, Financial Guest User 2023/01/13 FSP'S - COLLECTION OF PREMIUMS - SEPARATE BANK ACCOUNTS Read More AML, FAIS, FICA, Financial Guest User 2022/11/21 AML, FAIS, FICA, Financial Guest User 2022/11/21 PODCAST SNIPPET - POWER FM DISCUSSION ON AML WITH ADRIAAN VAN WYK Read More FAIS, Crypto Guest User 2022/10/28 FAIS, Crypto Guest User 2022/10/28 FAIS CRYPTO CHANGES & LICENSING Read More CBR, FAIS Guest User 2022/07/26 CBR, FAIS Guest User 2022/07/26 FAIS CBR REPORTS - RECENT WORKSHOP FEEDBACK Read More FAIS, FSCA Guest User 2022/01/28 FAIS, FSCA Guest User 2022/01/28 THE DEBARMENT ISSUE Read More FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FINANCIAL SOUNDNESS FOR FAIS FSPS Read More FAIS, Property Syndication Guest User 2021/06/30 FAIS, Property Syndication Guest User 2021/06/30 LATEST SHAREMAX APPEALS CASE Read More COFI, FAIS, FSCA Guest User 2020/10/21 COFI, FAIS, FSCA Guest User 2020/10/21 FAIS TO BE REPLACED BY COFI - 2ND BILL TABLED Read More FAIS, FSCA, Regulators Guest User 2020/08/31 FAIS, FSCA, Regulators Guest User 2020/08/31 PRE-POPULATED ROA'S Read More FAIS, FSCA, Code of Conduct Guest User 2020/07/09 FAIS, FSCA, Code of Conduct Guest User 2020/07/09 NEW FAIS CHANGES - FAIS CODE OF CONDUCT Read More FAIS, FICA, Regulators, COVID 19 Guest User 2020/04/16 FAIS, FICA, Regulators, COVID 19 Guest User 2020/04/16 CAN FAIS FSP'S STILL OPERATE DURING LOCKDOWN? Read More FAIS, FICA Guest User 2020/03/24 FAIS, FICA Guest User 2020/03/24 RDR UPDATE – ADVISER CLASSES Read More FAIS, FSCA Guest User 2019/11/14 FAIS, FSCA Guest User 2019/11/14 FAIS AND ADVERTS Read More FAIS, FSCA Guest User 2019/02/20 FAIS, FSCA Guest User 2019/02/20 FAIS CPD REQUIREMENTS IN A NUTSHELL Read More Older Posts
FAIS, FSCA Guest User 2024/01/31 FAIS, FSCA Guest User 2024/01/31 IMPORTANT REGULATORY UPDATES: FAIS NOTICES 79-81 AND 85 OF 2023 Read More
FAIS, FSCA Guest User 2023/12/13 FAIS, FSCA Guest User 2023/12/13 FSCA COMMUNICATION 33 OF 2023 UNVEILS OMNI-CBR DEVELOPMENTS Read More
FAIS, FICA, Financial Guest User 2023/09/26 FAIS, FICA, Financial Guest User 2023/09/26 INTERNATIONAL FUNDS TRANSFER REPORT Read More
FAIS, Financial, FSCA Guest User 2023/06/29 FAIS, Financial, FSCA Guest User 2023/06/29 EXTENSION OF EXEMPTIONS RELATING TO PRIVATE EQUITY FUNDS Read More
Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 CRYPTO ASSET FSP’S – EXEMPTIONS AND FSP APPLICATION FORMS Read More
FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 Checklist for Compliance: What Brokers Need to Keep on File for Retail Clients According to FAIS and FICA Regulations Read More
AML, FAIS, FICA, Financial Guest User 2023/01/13 AML, FAIS, FICA, Financial Guest User 2023/01/13 FSP'S - COLLECTION OF PREMIUMS - SEPARATE BANK ACCOUNTS Read More
AML, FAIS, FICA, Financial Guest User 2022/11/21 AML, FAIS, FICA, Financial Guest User 2022/11/21 PODCAST SNIPPET - POWER FM DISCUSSION ON AML WITH ADRIAAN VAN WYK Read More
FAIS, Crypto Guest User 2022/10/28 FAIS, Crypto Guest User 2022/10/28 FAIS CRYPTO CHANGES & LICENSING Read More
CBR, FAIS Guest User 2022/07/26 CBR, FAIS Guest User 2022/07/26 FAIS CBR REPORTS - RECENT WORKSHOP FEEDBACK Read More
FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FINANCIAL SOUNDNESS FOR FAIS FSPS Read More
FAIS, Property Syndication Guest User 2021/06/30 FAIS, Property Syndication Guest User 2021/06/30 LATEST SHAREMAX APPEALS CASE Read More
COFI, FAIS, FSCA Guest User 2020/10/21 COFI, FAIS, FSCA Guest User 2020/10/21 FAIS TO BE REPLACED BY COFI - 2ND BILL TABLED Read More
FAIS, FSCA, Regulators Guest User 2020/08/31 FAIS, FSCA, Regulators Guest User 2020/08/31 PRE-POPULATED ROA'S Read More
FAIS, FSCA, Code of Conduct Guest User 2020/07/09 FAIS, FSCA, Code of Conduct Guest User 2020/07/09 NEW FAIS CHANGES - FAIS CODE OF CONDUCT Read More
FAIS, FICA, Regulators, COVID 19 Guest User 2020/04/16 FAIS, FICA, Regulators, COVID 19 Guest User 2020/04/16 CAN FAIS FSP'S STILL OPERATE DURING LOCKDOWN? Read More
FAIS, FICA Guest User 2020/03/24 FAIS, FICA Guest User 2020/03/24 RDR UPDATE – ADVISER CLASSES Read More
FAIS, FSCA Guest User 2019/02/20 FAIS, FSCA Guest User 2019/02/20 FAIS CPD REQUIREMENTS IN A NUTSHELL Read More